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Many regulatory consultancies provide a range of stock or off the shelf services, but we provide bespoke services at a standard. From Corporate Governance, Regulatory Change, Authorisations to Compliance Audits, Health Checks and Remedial Compliance (including Risk Mitigation Plan ~ Management and Execution), Training and so much more.
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Innovation and creativity are key to our services, but our products are aimed at providing a distinct level of support combined with an elegance of simplicity, utilising template documents that can be adapted easily. Robust and coherent governance is fundamental to any successful, compliant and profitable financial services company.
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We have an impressive array of case studies available covering a number of interventions and engagements. From Setting-up New Banks, through Regulatory Interpretation and Advisory to Retail File Reviews (past business review) for regulatory, S166 and legal cases, most are conducted under discrete Non-Disclosure Agreements so we have used generic names/types as an indicator.
We work with incubator start-ups through to Multi-National Banks and Investment Funds.
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The Wolfsberg Correspondent Banking Due Diligence Questionnaire 2017
The Wolfsberg Correspondent Banking Due Diligence Questionnaire 2017 http://www.wolfsberg-principles.com/diligence.html http://www.wolfsberg-principles.com/diligence.html Keywords: Money Laundering, Money Laundering Act[...]11 Dec