Specialist Qualified Compliance Expertise

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Regulatory Interpretation & Application

"Making Compliance Work"

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Compliance Consultant London | We Are The UK’s Leading Specialist Remedial Compliance Consultancy

Compliance Consultant London provides regulatory and risk management consulting on FCA, PRA and ICO etc.

We are the home of the “Compliance Doctor” and have the following values, to which we adhere;

• Fairness – we don’t judge

• Sound recommendations (with evidence to support)

• Long Term plans/strategy

• Excellence in Primary & Remedial care

• Serving you as an individual and respecting your complete confidentiality

• Understanding your pain

• Intervention Parsimony with an outcomes based perspective

• Team commitment – we work together

• Honest & Candid communications

• Transparency & Collaboration

Our Mission is to be: Clear, Fair & Evidence Based

Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.

We have previously process redesigned Operational Risk Frameworks to focus on conduct risk, strategic risk, reputational risks and financial risk as well as constructed governance libraries and financial promotions systems. We are well versed in the seven steps of building an Operational Risk Framework and have conducted Board Effectiveness evaluations, and even liability audits for businesses; which covers shareholder agreements, insuring out business liabilities etc.

As you would expect from one of the top consulting firms, outside of the Big 4 (or 5?) we also assist with everything from FSA/FCA Authorisation Application Pack support through to compliance consulting on financial crime, including AML, ABC & Fraud, and, the old favourite and bread and butter work for us, the consultancy firms Compliance “Health Check Audits”.

Download our brochure today! We are considered specialists in Rules Mapping, FCA Approved Persons (APER), Senior Manager & Certification Regime (SMCR), Remedial Compliance work and so much more …

Our sole aim, is to continue being one of the UK’s top consulting firms in financial compliance services, assisting Boards, Compliance Officers and Directors in plain language compliance consulting services. We want to help you improve your condition.

We are all professionally qualified and experienced. Call us today!

Call us on +44 (0)20 7097 1434

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FCA Authorisation Consultants. Did you know we are also FCA Authorisation Consultants? Download our Preliminary Questionnaire to provide us with the right information to give you the right level of support. Download it HERE