Who Are We?
Compliance Consultant is owned by CEI Compliance Limited and is a financial services compliance turnaround specialist company. We help you fix the problem whatever the situation, if the regulator or your own internal or external auditors find things not as good as they should be.
If there are sales process situations, quality assurance, systems and controls, management information, complaints handling process or other regulatory issues that need to be rectified, or parts needing remedial action, we have the resources at Compliance Consultant to get things back on track.
Delays in making decisions, getting your sales force up and running again, reactivating the correct permissions from the FSA, installing effective management information systems so that you can run your business accurately and compliantly are all areas that we can help with, and help fast! Ask about our different levels of service on 07092 289901 or email enquiries@complianceconsultant.org
Cost of Compliance
Regulatory compliance is not just than a legal requirement: it also makes good business sense. It can actually affect your risk profile from a quantitative as well as from a qualitative perspective. This demonstrates quality management and fiscal credibility to investors and analysts while potentially setting your business apart from negative media coverage.
Solid compliance practices, visible and effective controls, as well as clear and accurate reporting may transpose into more efficient, cost-effective and transparent operations results that are applauded by all stakeholders.
The UK Time Now is
Corporate outlook
The financial services industry faces many challenges. Regulation is set to increase with a government of any colour in-situ; an ageing population focused on asset performance will demand better returns; employees will seek greater challenges, opportunities and ultimately rewards.
Add to this the impact of eu and international regulation implementation, increasing automation and operational risk and compliance skills shortages and you have a challenging environment for management.
The huge challenge that this all represents for us is an opportunity to prove an exemplary standard of our work for our client base and the outstanding calibre of people who have joined our team.