Compliance Consultant blog http://www.complianceconsultant.org/blog UK's Premiere Remedial Regulatory Consultancy Fri, 18 May 2012 21:11:32 +0000 en hourly 1 http://wordpress.org/?v=3.3.2 JPMorgan returns $168m to MF trustee http://www.complianceconsultant.org/blog/?p=15329 http://www.complianceconsultant.org/blog/?p=15329#comments Fri, 18 May 2012 21:11:32 +0000 bob.collinslowellgroup.co.uk http://www.complianceconsultant.org/blog/?p=15329 Continue reading →]]> The money is not part of the more than $1bn in missing customer cash that has been missing since the broker-dealer filed for bankruptcy in October

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JPMorgan returns $168m to MF trustee

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15329 0 JPMorgan returns $168m to MF trustee http://www.complianceconsultant.org/blog/?p=15328 http://www.complianceconsultant.org/blog/?p=15328#comments Fri, 18 May 2012 21:11:32 +0000 bob.collinslowellgroup.co.uk http://www.complianceconsultant.org/blog/?p=15328 Continue reading →]]> The money is not part of the more than $1bn in missing customer cash that has been missing since the broker-dealer filed for bankruptcy in October

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JPMorgan returns $168m to MF trustee

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15328 0 Gupta trial: the key characters http://www.complianceconsultant.org/blog/?p=15323 http://www.complianceconsultant.org/blog/?p=15323#comments Fri, 18 May 2012 19:41:11 +0000 bob.collinslowellgroup.co.uk http://www.complianceconsultant.org/blog/?p=15323 Continue reading →]]> The key characters involved in the insider trading case against Rajat Gupta

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Gupta trial: the key characters

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15323 0 Network confusion links Facebook and Nasdaq http://www.complianceconsultant.org/blog/?p=15324 http://www.complianceconsultant.org/blog/?p=15324#comments Fri, 18 May 2012 19:09:41 +0000 uilfbcjianmn.com http://www.complianceconsultant.org/blog/?p=15324 Continue reading →]]> The reputation of both the social network and the stock exchange could be damaged by the glitch which held up opening trades in Facebook’s stock

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Network confusion links Facebook and Nasdaq

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15324 0 ICAP secures Plus exchange licence http://www.complianceconsultant.org/blog/?p=15322 http://www.complianceconsultant.org/blog/?p=15322#comments Fri, 18 May 2012 18:38:30 +0000 RANDSJELLEYS.CO.UK http://www.complianceconsultant.org/blog/?p=15322 Continue reading →]]> The world’s largest interdealer broker will pay a nominal £1 and take on liabilities and running costs for lossmaking quotations and listings arm

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ICAP secures Plus exchange licence

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15322 0 Spain’s pain becomes Europe’s big fear http://www.complianceconsultant.org/blog/?p=15326 http://www.complianceconsultant.org/blog/?p=15326#comments Fri, 18 May 2012 17:52:16 +0000 mark.tyrrellbluefingroup.co.uk http://www.complianceconsultant.org/blog/?p=15326 Continue reading →]]> Fears about contagion from Greece and worries about the health of Spanish banks have shifted the focus of the crisis from Athens to Madrid

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Spain’s pain becomes Europe’s big fear

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15326 0 Banking: Back to the wall http://www.complianceconsultant.org/blog/?p=15327 http://www.complianceconsultant.org/blog/?p=15327#comments Fri, 18 May 2012 17:29:53 +0000 hxdpzbhatxqd.com http://www.complianceconsultant.org/blog/?p=15327 Continue reading →]]> JPMorgan Chase’s $2bn loss tarnishes the reputation of chief executive Jamie Dimon as a hawk-eyed risk manager prepared to confront regulators

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Banking: Back to the wall

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15327 0 FTSE closes down over 5% this week http://www.complianceconsultant.org/blog/?p=15318 http://www.complianceconsultant.org/blog/?p=15318#comments Fri, 18 May 2012 15:56:00 +0000 uilfbcjianmn.com http://www.complianceconsultant.org/blog/?p=15318 Continue reading →]]> The FTSE 100 has fallen by over 5 per cent this week amid continued concerns over Greece and Spain.

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FTSE closes down over 5% this week

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15318 0 Barnier needs to choose his battleground http://www.complianceconsultant.org/blog/?p=15325 http://www.complianceconsultant.org/blog/?p=15325#comments Fri, 18 May 2012 15:13:40 +0000 ROGJELLEYS.CO.UK http://www.complianceconsultant.org/blog/?p=15325 Continue reading →]]> The regulator must choose the right strategy and select his targets carefully if his campaign against banking industry excess is to succeed

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Barnier needs to choose his battleground

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15325 0 MPC’s Posen to become president of the Peterson Institute http://www.complianceconsultant.org/blog/?p=15319 http://www.complianceconsultant.org/blog/?p=15319#comments Fri, 18 May 2012 15:05:00 +0000 buzzrockportyahoo.co.uk http://www.complianceconsultant.org/blog/?p=15319 Continue reading →]]> MPC member Adam Posen will become president at the Peterson Institute for International Economics.

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MPC’s Posen to become president of the Peterson Institute

]]> http://www.complianceconsultant.org/blog/?feed=rss2&p=15319 0