Tag Archive for esma

FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors.

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FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors.

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FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.

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ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

FCA response to ESMA’s public statement on LEIs

On 20 December, ESMA issued a public statement to support the smooth introduction of the Legal Entity Identifier (LEI) requirements for MiFID II implementation.

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FCA response to ESMA’s public statement on LEIs

FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

The European Securities and Markets Authority (ESMA) has made an announcement today on its work in relation to the provision of contracts for differences (CFDs), including rolling spot forex, and binary options to retail clients. 

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FCA statement on ESMA’s ongoing work on possible product intervention measures applicable to retail CFD and binary option products

FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

Pre-trade transparency waivers On 28 September 2017, ESMA issued a public statement regarding the joint work plan of ESMA and NCAs for opinions on MiFID II pre-trade transparency waivers. The statement explains that, while ESMA intends to finalise the opinions on equity waivers by the end of 2017, due to the high number and complexity of applications that need to be assessed, it is unlikely to be in a position to issue opinions on a majority of non-equity waiver notifications before 3 January 2018. In light of ESMA’s clarification of its process, we will now communicate responses on complete non-equity waiver applications before the finalisation of ESMA opinions.

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FCA statement on the Work Plan for ESMA opinions on pre-trade transparency waivers and commodity position limits

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