The European Commission (the Commission) has proposed a delay to the application date of the IDD to 1 October 2018. This proposal is currently under consideration by the European Parliament and European Council.
The FCA welcomes the announcements made today by the European Commission and the US Securities and Exchange Commission (US SEC) in relation to the MiFID II inducements and research reforms and their interaction with US regulation.
The FT’s Josh de la Mare has the key stories in the coming week, with big US banks announcing results, Austria’s presidential election testing the influence of the far right and the European Commission is to scrutinise eurozone countries’ budgets.
Skilled Person's Reports
Help in responding to S166 Requirements Notices
Responding to S166 Requirements notices and the ensuing risk mitigation program can be handled, or can be responded to in the right way. Check out the blog at HERE