Tag Archive for fsa

Sir Hector Sants to give evidence in secret in Lloyds HBOS trial

Court order is revealed that says former FSA head will be cross-examined in private

Here is the original post:
Sir Hector Sants to give evidence in secret in Lloyds HBOS trial

Lord Adair Turner to quit OakNorth board for green energy ventures

Former FSA chairman relinquishing role at specialist lender after only two years

Continued here:
Lord Adair Turner to quit OakNorth board for green energy ventures

The FCA bans Keydata’s former compliance officer, Peter Johnson

We found that Mr Johnson failed to act with integrity in his role as Keydata’s compliance officer and misled the then Financial Services Authority (FSA) on a number of occasions.

Visit link:
The FCA bans Keydata’s former compliance officer, Peter Johnson

FCA fines Barclays £284,432,000 for forex failings

This is the largest financial penalty ever imposed by the FCA, or its predecessor the Financial Services Authority (FSA).

Go here to see the original:
FCA fines Barclays £284,432,000 for forex failings

PS15/8: Solvency II

In this Policy Statement we report on the main issues arising from four FSA consultation papers.

Read the original:
PS15/8: Solvency II

Adair Turner joins digital lender OakNorth

Former FSA chief to be senior independent director at challenger bank

Excerpt from:
Adair Turner joins digital lender OakNorth

LinkedIn Auto Publish Powered By : XYZScripts.com