Tag Archive for markets

Steer clear of diluting the Volcker rule and repeating mistakes

The ban on proprietary trading by big banks helps keep the markets safe

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Steer clear of diluting the Volcker rule and repeating mistakes

Blockchain: considering the risks to consumers and competition

Speech by Mary Starks, Director of Competition, FCA, at Authority for Consumers & Markets Conference Panel, Netherlands.

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Blockchain: considering the risks to consumers and competition

FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors.

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FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

The European Securities and Markets Authority (ESMA) has agreed a range of product intervention measures to prohibit the provision of binary options and to restrict the provision of Contracts for Difference (CFDs) in order to protect retail investors.

Read more:
FCA statement on ESMA’s temporary product intervention measures applied to retail CFD and binary option products

Dharam Prakash Gopee guilty of acting as an illegal money lender

The trial of Dharam Prakash Gopee concluded today at Southwark Crown Court with the jury returning a guilty verdict to the charges brought by the Financial Conduct Authority (FCA) for offences under the Consumer Credit Act 1974 and the Financial Services and Markets Act 2000. 

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Dharam Prakash Gopee guilty of acting as an illegal money lender

ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

On 18 January 2018, the European Securities and Markets Authority (ESMA) issued a consultation paper on applying potential product intervention measures to contracts for differences (CFDs) and binary options sold to retail clients.

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ESMA’s Call for Evidence on temporary product intervention measures applicable to contracts for difference and binary options sold to retail clients

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