The Financial Conduct Authority (FCA) and the US Commodity Futures Trading Commission (CFTC) have today signed an arrangement that commits the regulators to collaborating and supporting innovative firms through each other’s financial technology (FinTech) initiatives – LabCFTC and FCA Innovate.
March 31, 2017adminFlawedComments Off on FCA publishes near final rules on MiFID II and encourages firms to submit applications for MiFID II authorisation
The Financial Conduct Authority (FCA) has today published near final rules on the implementation of the Markets in Financial Instruments Directive (MiFID) II. These include changes to the trading of financial instruments including issues affecting trading venues, transparency of trading and algorithmic and high frequency trading.
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Help in responding to S166 Requirements Notices
Responding to S166 Requirements notices and the ensuing risk mitigation program can be handled, or can be responded to in the right way. Check out the blog at HERE