Category Archives: Authorisation

Limited Time Special Offer 10% Off

discounted compliance project fca aml audit assess

Just Quote The Coupon Code Below Whenever You Contact Us For FCA Authorisation, AML Audit, Regulatory Rules Mapping, Governance Review or Any FCA/PRA Regulatory Governance, Risk or Compliance (GRC) Project For Financial Services In The UK. Only until 30th April 2018 Or For Maximum 15 Applications Act Now, Our Allocations Are Filling Up Fast! (subject […]

Achieving Authorisation with the FCA

Ben Mason explains how FCA authorisation application works, what firms should expect from the process, the pros and cons of being an Appointed Representative, and how Compliancy Services can help. Alternatively, you can contact us on 0203 815 7939 or email info@complianceconsultancy.org and we will make the process simpler, clearer and more straightforward for you. […]

The Wolfsberg Correspondent Banking Due Diligence Questionnaire 2017

The Wolfsberg Correspondent Banking Due Diligence Questionnaire 2017 http://www.wolfsberg-principles.com/diligence.html http://www.wolfsberg-principles.com/diligence.html  Keywords: Money Laundering, Money Laundering Act 2007, Money Laundering Examples Uk, Money Laundering News, Money Laundering Online, Money Laundering Regulations Uk, Money Laundering Reporting, Money Laundering Updates

Brochure for DB Pension Transfers

DB Transfer profits ifa service

How You Can Make Money From Defined Benefit Pension Transfer Business Download the brochure by filling in your details below Name Email Keywords: pension transfer value,pension transfer bureau,pension transfer charges,pension transfer discharge form,pension transfer exam,pension transfer fees,pension transfer guidance,pension transfer hurdle rate,pension transfer incentives,pension transfer jobs,transfer uk pension to nz kiwisaver,pension transfer leads,pension transfer multiples,pension transfer […]

Small Payment Institutions & FCA Authorisation Applications

What are Payment Services Activities? Payment services activities include the following: Money remittance businesses, commonly referred as money transfer. Mobile network operators, offering payment services. Credit card issuers, such as prepaid cards. Merchant acquiring businesses Can I passport (operate) across the EU with my Small Payment Institution (SPI) licence? You can not passport into other […]

From FCA Authorisations to SMCR And Beyond – We Do It All

Keywords: Regulatory Compliance And Governance, Regulatory Compliance Best Practices, Regulatory Compliance Banking Industry, Regulatory Compliance Consultant, Regulatory Compliance Consulting Firms, Regulatory Compliance Experience, Regulatory Compliance Financial Services, Regulatory Compliance Firms, Regulatory Compliance In Banking, Regulatory Compliance Program

3 Facts You Need to Know About Successful FCA Authorisation

compliance-risk-management-function-consultant-consultancy

Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you ask any questions throughout the process, the clock starts ticking and you are charged as much as £300 per hour (or more).

Compliance Consultant is different. We provide a full preparation service with you and as part of that will provide you with most templated policies you may need (manuals and procedures are extra). We provide a full Q&A service with no extra charge and, for small firms, will only bill you for the final payment when you receive the go ahead from the regulator.

Corporate Financial Services Regulatory Compliance Enquiry Form

compliance-risk-management-consultancy-fca-pra-specialist-expert-regulatory

Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry then contact us. If you have a quite already – we will guarantee to beat it by at least 5%.

UK Regulatory Compliance Consultancy Services

Compliance Consultancy Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their Regulatory Obligations, Perform Compliance Audits and Past Business Reviews, SYSC Assessments and Empower their staff with bespoke and Direct Compliance Training. Our compliance consultants are subject-matter experts and assist clients […]

FCA Authorisation: What Does It Cost And Why Compliance Consultant Is Your Best Option

Many firms are seeking Financial Conduct Authority (FCA) Authorisation these days and we have heard horror stories of
the amount charged by some companies. Call us today on 020 3815 7939