Category Archives: Banking sector

58 INSANE FACTS ABOUT BITCOIN [INFOGRAPHIC – UPDATED JANUARY 2018]

58 INSANE FACTS ABOUT BITCOIN [INFOGRAPHIC – UPDATED JANUARY 2018] Bitcoin’s Bumpy Ride   Bitcoin, one day it’s skyrocketing, then it loses half of it’s value within a few hours. Then it strengthens again, despite critics stating that the bubble had burst. Where will the currency head next? Buckle up, Buttercup! As a Bitcoin investor, […]

Does the UK government’s new National Risk Assessment avert recognising important systemic weakness?

Are Their Important Changes That Weaken The UK NRA In Advance Of Brexit? The UK’s original 2015 National Risk Assessment on Money Laundering and Terrorist Financing (NRA) presented an honest, if quite broad and superficial, idea of the ML and TF risks in the UK, in an attempt to ‘inform the efficient allocation of resources […]

MIFID II What Compliance Wealth Managers & Advisers Need To Get In Place

MiFID II finally comes into effect on 3 January 2018 Although there may still be some grey areas, it is time to make sure you have your compliance arrangements in place or being progressed so that there are no nasty surprises. Get a PDF of this post from this link (right click and “download as…”) […]

Money Laundering Regulations 2017 Changes

As you know, the 26 June 2017 saw the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (“MLR 2017”) came into force, having been made, laid before Parliament and approved all on 22 June 2017. Regulated businesses are now faced with the inestimable task of ensuring both their firm-wide […]

Corporate Financial Services Regulatory Compliance Enquiry Form

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Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry then contact us. If you have a quite already – we will guarantee to beat it by at least 5%.

UK Regulatory Compliance Consultancy Services

Compliance Consultancy Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their Regulatory Obligations, Perform Compliance Audits and Past Business Reviews, SYSC Assessments and Empower their staff with bespoke and Direct Compliance Training. Our compliance consultants are subject-matter experts and assist clients […]

Essential Strategies for Financial Services Compliance

buy now £27.64 Introduction by Lee Werrell – Owner of this site! A fully updated edition of the definitive guide to financial regulation In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the […]

Operational Risk Management in Banks: Regulatory, Organisational and Strategic Issues (Palgrave Macmillan Studies in Banking and Financial Institutions)

buy now £86.00 Operational Risk Management Framework, Operational Risk Management Usmc, Operational Risk Management Banking, Operational Risk Management Committee Charter

Financial Risk Manager Handbook: FRM Part I / Part II (Wiley Finance)

  buy now £94.45 The essential reference for financial risk management Filled with in-depth insights and practical advice, the Financial Risk Manager Handbook is the core text for risk management training programs worldwide. Presented in a clear and consistent fashion, this completely updated Sixth Edition, mirrors recent updates to the new two-level Financial Risk Manager […]

UK Regulatory Financial Services Compliance Specialist Services Provider ref PRA & FCA

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A compliance definition is difficult to obtain other than “We define compliance within our firm as the function of identifying relevant legislative, regulatory and best practice requirements and then implementing the required changes to our systems and controls to facilitate adherence to these obligations on an ongoing basis.” However, every firm needs external perspective and […]