Cybersecurity Concerns and Strategies In an era where digital threats evolve with daunting sophistication, the dialogue among industry pioneers reveals a pressing apprehension towards cyberattacks.…
Governance Review Service Dear Friend, Are you a compliance director or a business owner in the UK’s regulated financial services sector? Do you strive for nothing…
Anti-Money Laundering Regulations: Strengthening AML and CTF Oversight in the UK Anti-Money Laundering Regulations: The battle against money laundering remains a pressing concern for the UK…
Financial Promotions Regime: Navigating Major Changes in Early 2024 Financial Promotions: At Compliance Consultant, we understand the critical importance of staying up-to-date with regulatory changes, especially…
Private Motor Insurance Market Investigation Private Motor Insurance Market Investigation. In the ever-evolving landscape of the UK insurance industry, one sector that has consistently grabbed…
FCA Governance Reviews We understand the challenges you face as a Compliance Director, ensuring your business adheres to the ever-evolving FCA regulations while maintaining efficiency.…
FCA authorised person, FCA Authorisation Process & FCA Authorisation Requirements The step of applying for a FCA Regulatory Authorisations, Registrations & Licencing Contact is more…
Embracing Governance Reviews: A Pathway to Excellence in Financial Services In an era of rapidly evolving financial landscapes, the importance of a robust governance review…
FCA SMCR Reasonable Steps Reasonable Steps under the Senior Managers and Certification Regime (SMCR) in the UK refer to the actions and measures that senior…
FCA Complaint Handling Links FCA regulated firms are required to have internal complaint handling procedures in place. Here’s a summary of key points: 1. FCA…