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Why are Reasonable Steps important? The introduction of reasonable steps under the Senior Managers & Certification Regime (SMCR) was driven by the regulators’ desire to…
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The Duty of Responsibility. Every Senior Manager has a Duty of Responsibility under the Financial Services and Markets Act 2000, which means that if a…
Reasonable Steps – What Are They? What are reasonable steps? The introduction of the SMCR statutory duty of responsibility (SDR) places the onus on Senior…
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