The Independent Financial Advice (IFA) sector was given a clean bill of health by the FCA in May 2017. Or was it? A suitability review…
Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry…
Many firms are seeking Financial Conduct Authority (FCA) Authorisation these days and we have heard horror stories of the amount charged by some companies. Call us today…
The Responsibility of Compliance Directors Is Growing And It Is Vital They Have Their Finger On The Pulse.
Discounted regulatory Risk management support http://wp.me/p7OMfd-N6
[amazon_link asins=’1118024303,1522021140,0198719795,1119240239,B01AS2T0ZA’ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’5d5c766c-849a-11e7-bdc2-1b7420a1b569′] buy now £27.64 Introduction by Lee Werrell – Owner of this site! A fully updated edition of the definitive…
[amazon_link asins=’191064952X,B01M9I0CT8,0670923303,B01M9C1Y3S,0802414869,1494463180,1471164934,0198268238,B01N190549′ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’8bf0d388-84f1-11e7-bab5-71b20341157b’] [layerslider id=”2″] buy now £86.00 [amazon_link [amazon_link asins=’1118024303,1522021140,0198719795,1119240239,B01AS2T0ZA’ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’5d5c766c-849a-11e7-bdc2-1b7420a1b569′] [layerslider id=”2″] Operational Risk Management Framework, Operational…
[amazon_link asins=’1908585056,1118550285,0749478616,B016F6CSLQ,1492217476,B01MF9XJ2Y,B06X8ZHD5C’ template=’ProductCarousel’ store=’digieboodown-21′ marketplace=’UK’ link_id=’e03171d2-84f5-11e7-90fb-6fd08f57a948′] buy now £94.45 [layerslider id=”2″] The essential reference for financial risk management Filled with in-depth insights and practical…
A compliance definition is difficult to obtain other than “We define compliance within our firm as the function of identifying relevant legislative, regulatory and best…
Are Firm’s Managing Complaints Efficiently And Learning The Lessons From ALL Complaints, Not Just Cherry Picking The Juicy Ones To Report? The changes made to…