IFA Access Compliance advice on Facebook

Message from the Owner: Hello, my name is Lee Werrell, Chartered Fellow of the Chartered Institute of Securities and Investments and a Fellow of the Institute of Sales & Marketing Management. I have also written the “Compliance Managers Guidebook and Reference) found on Amazon and the book “Conduct Risk”. 

Anyway, you may or may not have heard of me but, either way, I think it’s important to know I’ve just created a brand new “No cost” service to IFAs and Wealth Managers, and the group is already filling up with information and guidance.

And the title of our brand new service is a Facebook Group called “IFA Compliance UK”.

Do you use social media? Do you get great results?

If you search groups for IFAs of Financial Advisers on Facebook here in the UK, the results are pretty poor, in fact it is pathetic, as IFAs are not really using social media effectively, let alone email marketing (two areas that we shine in).

The group is free to join up until the end of April, but after that will revert to subscription membership.

This new service is so revolutionary and new providing you with a peer advice as well as regulatory opinion from Compliance Consultant (a leading UK consultancy), information that you won’t find anywhere else, at the touch of a mouse.

It doesn’t matter if you are a DA or a network firm or even if you conduct your own compliance in-house, sometimes you need a third party to back up or even challenge your own answers. That’s where the group adds value and becomes powerful.

There are 5 great reasons to become a member of our group now.

  1. This service is completely without charge for the first three months. That’s right, open to IFAs of any size and locations that are regulated by the FCA.
  2. Once you are a member, there is no charge, at all, ever (unless you leave and rejoin).
  3. You get qualified and experienced advice from compliance professionals and not just hearsay or a company trainer’s opinion from IFA networking events.
  4. We also have access to hundreds of contractors and specialists (PTS, Complaints etc) if you need them.
  5. We are a leading compliance consultancy in the UK, and
  6. A member of the Association of Compliance Consultants (APCC) the only trade body recognised by and working closely with the regulator.

Join now at https://www.facebook.com/groups/IFAComplianceUK/ or search “IFA Compliance UK” in Facebook and we look forward to seeing you soon.

Ask Anytime Service for SMEs

“Who Else Wants To Have Compliance Answers – Fast .”

Dear Friend,

My name is Lee Werrell. You may or may not have heard of me. Either way I think it’s important to know I’ve just created a brand new Service to IFAs and Wealth Managers filled with secrets that will completely change the face of your business forever.

And the title of our brand new service is called “Ask Anytime”.

“This new service is so revolutionary and new providing you with a wealth of information so fast, that you won’t find hardly anywhere else, if you find it anywhere at all. Because these services are exactly what elite, top performing Financial Services use.”

If you are a directly authorised or even a network firm, you will typically use someone else for your compliance services, and we have worked with many of them over the years, but they all have some limitations and failings to you in their service. Even if you conduct your own compliance in-house, sometimes you need a third party to back up or even challenge your own answer.

If you ever have a regulatory intervention, a visit from the regulator or one of “those” letters, you will need an independent view to provide guidance in how to formulate your response.

Many IFAs and Wealth Managers comment to us that on contacting their third party services, they often feel let down.

This is likely to get worse as they take on more and more smaller firms that can no longer face isolation, and either sell up or sell into larger firms.

The biggest complaints we hear are;

  • No answer – so many “compliance services” don’t respond in a timely fashion.
  • A delayed answer – how many times have you waited days, even weeks for a compliance related answer?
  • The run around, while they try to find out who they can get to talk to you.
  • Explaining your query and the situation only to be told you have gone through to the wrong department.
  • You get to play telephone tag when they finally call you back, missing each other’s calls.

These issues are just the top five issues. Pretty amazing stuff. Have you had that happen to you? And there’s more…much, much more!

But why would you – or should you – listen to me?

Well, it’s simple. . .

Compliance Consultant has been around for the last 16 years and have operated in all the major areas of compliance in UK financial services. We have dealt with EU regulation and its interpretation, we have redesigned processes and procedures for sales teams, created contemporary and compliant governance, we sell an online “Compliance Manual” Template, that has been purchased by all sizes of financial services firms from small PSPs and IFAs through to Private Banks and Stockbrokers. Additionally, I personally was appointed as a skilled person to conduct S166 reports in 2012 and I am a Chartered Fellow. We have saved companies regulatory capital and have conducted past business reviews for firms that were selling or even going to court. I was also an IFA myself and selling for 13 years up to 2000.

Now, if you’re wondering why I told you all that…here it is.

I understand what it means to be at the receiving end. I know what it feels like to be unsure of what you are being asked to do or provide. On the other hand, I also understand how it feels to breakthrough and succeed. Because of this, I made a promise that if I ever discovered the secrets to becoming successful in the Financial Services industry, I would share them with as many deserving people as I could.

Business is not all about turnover, profit, costs and earning per sale, it’s about relationships. Whenever I see someone getting treated as a revenue generating unit, I cringe. If I know the answer that someone is seeking, or perhaps more importantly, know where to look for that answer, I will step in and help them. And I’ve done that several times.

But, I realise that that is only a tiny fraction of the people who could benefit from our new service. Which is why I want to give you a quick “sneak peek” at what’s inside.

As a member, 

  • you can keep the relationship with your existing compliance services provider
  • you get access to our service when you need answers fast!
  • you will have an answer within 48 working hours maximum, but usually a lot faster.
  • The person that takes your call will take ownership for that query.
  • Anyone who answers your call will be qualified to at least frame the issue and know where to get the answer.
  • We will call you back at a time to suit you – no telephone tag
  • If you need greater support and assistance, we can provide it for some great rates
  • You will get updates and information on developments and impacts on your business.
  • We will keep a log of your enquiries and send you a copy every quarter
  • And much, much more!

Here’s the deal: I’ve done everything in my power to ensure you will succeed using this Service, and have peace of mind. And there’s no doubt in my mind that you’ll love once you become a member.

But, if by some off chance you’re not, I’m offering a…

100% Risk-Free Money Back Guarantee.

That means you can actually give a try and if – for any reason – you’re not happy with it, I’ll quickly return every penny you paid for up to the previous 12 months. No hassles. No questions asked.

By the way, just in case you were wondering, here’s why I chose this guarantee.

  1. With my guarantee, you’ll have more than enough time to go through to see if it’s really for you. (And I believe it is.)
  2. It takes all the risk away from you, and puts it all on me. It forces me to put my “money where my mouth is“. So either this works as promised…or you’ll get back every penny.
  3. I’m 100% confident that will deliver extraordinary results. In fact, I believe in it so strongly that I’ll bet by the time you’re finished using our service, any chance of you not being happy will be a distant memory.
  4. And there is no VAT!
There is only an 8 day qualification period before you can start to use the service!

So what are you waiting for?

Every compliance and risk question you may have in the future.

Don’t miss out on this one-of-a-kind offer that will help you in your business or your money back.

To your success,

P.S. One Warning: I don’t know how long I’ll keep at this low price. I can only offer a certain number at this low price, or offer it for a limited time, so while this offer is still available, you should take advantage of it!

P.P.S. I’ve just finished up a 1 bonuses that I know you’re sure to love. And here they are:

“How to Quickly Master Time Management” as sold on Amazon at over £16

The best part is these bonuses are valued at ! So don’t wait. Order today!