Category Archives: Products & Services

Special Offer – Compliance Manual With £3000+ Package + AML Policy FREE

Template Compliance Manual Special Offer – Now With Free AML Policy & Procedures AND GDPR Compliance Statement & Data Policy

Compliance Contracting Not Hitting The Spot?

contractors,compliance,risk,management,opportunity,UK,financial services

Over Qualified? Too Senior? The Role Is For A More Junior Person. Ring Any Bells? We know what they mean. They think you are too old or if a higher paying and more senior job came along you would jump ship. Unfortunately the young recruiters apply their values on how they think you will react […]

Rampant Ageism in UK Recruitment?

contractor compliance income reduce over qualified ageism

Rampant Ageism is reducing incomes for many contractors. if you are a UK Financial Services Consultant or Contractor and been hit with the euphemisms of ageism, get in touch with your story; we might have a solution for you. We know clients will suffer with less experienced contractors giving lower quality support, but I you […]

KYC 2Pcs Package Sports LED Slap Armband Lights Glow Band Ankle band for Running Replaceable Battery 4 Modes 35cm Glow Bracelets Glow in the Dark (Green)

Price: (as of – Details) Feature: 1.Special design for these people:* Children for fun in the evening Glow Party* Runners or Joggers* People walking their pets* Cyclists that can wear or slap wrap to any part of the bike* Outdoor activity that can slap wrap the band to the backpack* Campers* Slap to your wrist, […]

AMLS: Advanced Medical Life Support

Price: (as of – Details) Advanced Medical Life Support (AMLS) is the leading course for prehospital practitioners in advanced medical assessment and treatment of commonly encountered medical conditions. Endorsed by the National Association of EMS Physicians, the course emphasizes the use of the AMLS Assessment Pathway, a systematic assessment tool that enables EMS practitioners to […]

Template UK Regulatory Compliance Manual

Some claim that the application for authorisation forms in the Financial Conduct Authority (FCA) require this document, but let us make things clear. A Compliance Manual is not a regulatory requirement, it is however a regulatory expectation. It also helps keep the governance for all staff easy and manageable. A Template UK Regulatory Compliance Manual […]

Limited Time Special Offer 10% Off

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Just Quote The Coupon Code Below Whenever You Contact Us For FCA Authorisation, AML Audit, Regulatory Rules Mapping, Governance Review or Any FCA/PRA Regulatory Governance, Risk or Compliance (GRC) Project For Financial Services In The UK. Only until 30th April 2018 Or For Maximum 15 Applications Act Now, Our Allocations Are Filling Up Fast! (subject […]

GDPR and Financial Advisers: Establishing the right processes

The key point to processing personal data with GDPR on individuals is it must be justifiable to do so. There will need to be controls in position, part of GDPR’s central tenet of ‘privacy by design’ is to justify the use of the personal data and to process it as necessary. Subject access requests must […]

Does the UK government’s new National Risk Assessment avert recognising important systemic weakness?

Are Their Important Changes That Weaken The UK NRA In Advance Of Brexit? The UK’s original 2015 National Risk Assessment on Money Laundering and Terrorist Financing (NRA) presented an honest, if quite broad and superficial, idea of the ML and TF risks in the UK, in an attempt to ‘inform the efficient allocation of resources […]

Achieving Authorisation with the FCA

Ben Mason explains how FCA authorisation application works, what firms should expect from the process, the pros and cons of being an Appointed Representative, and how Compliancy Services can help. Alternatively, you can contact us on 0203 815 7939 or email info@complianceconsultancy.org and we will make the process simpler, clearer and more straightforward for you. […]