FCA Regulatory Business Plan Creation: The Secret Sauce for Success The distillation of years of triumphant FCA Application ventures has revealed a core of pivotal…
Welcome to “Anti-Money Laundering and Counter-Terrorism Financing: How to Protect Your Business.” This comprehensive book has been expertly crafted to assist financial services firms and…
The Financial Conduct Authority (FCA) serves as the regulatory body in the United Kingdom with the important task of overseeing and ensuring the fair, transparent,…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
In Early 2022, the FCA laid out its thoughts on what companies need to be considering when wanting to make these essential compliance appointments in…
Under the Payment Services Regulations 2017 (PSRs 2017) and Electronic Money Regulations 2011 (EMRs), a person providing services or issuing monetary value falling within the…
Do you need FCA Authorisation or does your company really need to be FCA authorised? Generally, if you are engaged in financial services in the…
Watch The Videos, Please share the videos, like the videos, subscribe to the YouTube Channel. The subjects are all issues that require Compliance Officers and…
PSD2 – Incident Management Procedures- EBA Guidelines January 2022 Who do the changes affect? • payment institutions (PIs), e-money institutions (EMIs) and registered account information…
FCA Authorisation Application Process For for Firms “Looking To Get FCA Authorisation Or Registration?” Navigating the FCA Authorisation…