Tag Archives: Fca Authorisation Process

FCA Authorisation and Harry Potter?

It might just seem trite, to compare making an application for authorisation to a magic trick, but if you are under any impression that less-than-perfect preparation is good enough, take heed. Sarah Rapson, director of authorisations at the FCA said that, “We have begun to take a harder line on submissions that border on the […]

Hocus Pocus? Smoke & Mirrors? Not in FCA Authorisations

It might possibly seem run-of-the-mill, to compare making an application for authorisation to a magic trick, but if you’re under any illusion that less-than-perfect preparation suffices, beware. Sarah Rapson, director of authorisations at the FCA said that, “We have begun to take a harder line on submissions that border on the vexatious.” Obviously, it’s hard […]

FCA Authorisation – What Is The Basic Process?

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What is the basic process? You need to meet the Threshold Conditions, which are the FCA’s minimum standards for becoming, and remaining, authorised; See Our Free Guide. The process of applying for authorisation requires the proper completion and submission of certain prescribed forms. An applicant for Part 4A Permission, except in so far as the FCA may […]

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Just Quote The Coupon Code Below Whenever You Contact Us For FCA Authorisation, AML Audit, Regulatory Rules Mapping, Governance Review or Any FCA/PRA Regulatory Governance, Risk or Compliance (GRC) Project For Financial Services In The UK. Only until 30th April 2018 Or For Maximum 15 Applications Act Now, Our Allocations Are Filling Up Fast! (subject […]

3 Facts You Need to Know About Successful FCA Authorisation

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Many compliance consultancies will quote you a base price, but then add in extras like the policies and procedures you will need and if you ask any questions throughout the process, the clock starts ticking and you are charged as much as £300 per hour (or more).

Compliance Consultant is different. We provide a full preparation service with you and as part of that will provide you with most templated policies you may need (manuals and procedures are extra). We provide a full Q&A service with no extra charge and, for small firms, will only bill you for the final payment when you receive the go ahead from the regulator.

FCA Authorisation: What Does It Cost And Why Compliance Consultant Is Your Best Option

Many firms are seeking Financial Conduct Authority (FCA) Authorisation these days and we have heard horror stories of
the amount charged by some companies. Call us today on 020 3815 7939