Compliance Consultants, London and Nationwide Compliance is an ambivalent function. On the one hand you are seen as the regulators’ ally inside the investment firm;…
How do I come to be FCA authorised? You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards for getting, and remaining,…
What are FCA Authorised Persons and FCA Approved Persons? Authorised Persons ( applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised…
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Housing finance reform : fundamentals of transferring credit risk in a future housing finance system
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buy now £22.89 [layerslider id=”2″] Robust management of liquidity risk within the changing regulatory framework Liquidity Management applies current risk management theory, techniques, and processes…
buy now £81.70 [layerslider id=”2″] This book aims to explore if and how securitization changed financial intermediation and lending behaviour by reviewing the pre- and…