Tag Archives: Fca Handbook Aml

Advisers Miss the new PROD Rules – Quoted Post

Senior Managers Regime 2018, senior managers regime summary

Just 5% of advisers aware of PROD obligations – IRESS 70% unsure if they can fully comply Mark Loosmore: “Advisers need to take notice of PROD. It is no longer guidance – it is rules based now.” Tom Ellis @tellisthenews 30 August 2018 Full Article at https://www.professionaladviser.com/professional-adviser/news/3061700/just-5-of-advisers-aware-of-prod-obligations-iress Just one-in-20 (5%) advisers are aware of their […]