Tag Archives: fca sysc

Updated FCA suggestions on operational and security risk management by Payment Services Providers (PSPs)

In March 2018, the FCA published its consultation paper (CP18/6) on its proposed approach to the execution of the European Banking Authority’s (EBAs) final guidelines on security precautions for operational and security risks of payments services under PSD2. The Latest Approach document, Version 2, was released 19th December 2018 https://www.fca.org.uk/publication/finalised-guidance/fca-approach-to-payment-services-electronic-money-2017.pdf. Overall, the documents do not […]

Updated FCA suggestions on operational and security risk management by Payment Services Providers (PSPs)

During March 2018, the FCA circulated its consultation paper (CP18/6) on its proposed approach to the execution of the European Banking Authority’s (EBAs) final guidelines on security procedures for operational and security risks of payments services under PSD2. The Latest Approach document, Version 2, was released 19th December 2018 https://www.fca.org.uk/publication/finalised-guidance/fca-approach-to-payment-services-electronic-money-2017.pdf. Altogether, the documents do not […]

Brand-new FCA proposals on operational and security risk management by Payment Services Providers (PSPs)

In March 2018, the FCA published its consultation paper (CP18/6) on its proposed approach to the execution of the European Banking Authority’s (EBAs) final guidelines on security strategies for operational and security risks of payments services under PSD2. The Latest Approach document, Version 2, was released 19th December 2018 https://www.fca.org.uk/publication/finalised-guidance/fca-approach-to-payment-services-electronic-money-2017.pdf. Generally, the documents do not […]

Increasing Cost of Compliance And How To Reduce It

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Project Risk? Minimise Your Risks With The Experts

Why Take A Chance? We Operate With FULL Non-Disclosure Agreements Remedial Compliance Consultancy Specialist Work #compliance Notice: JavaScript is required for this content.

2017 New Client Questionnaire – Compliance, Risk management & Governance

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Finally, A Regulatory Compliance Solution That Can Help Grow Your Business

Businesses making an application for regulatory authorisation can often face an uphill struggle, insomuch as it is a process which complex and sometimes tedious. In many cases, when it comes to compliance, business face the challenge of not understanding a number of the terminologies which are used, or the interpretation the regulator adopts for specific […]

FCA Supervision and Prudential Categories

The FCA objectives The FCA has an overarching strategic objective to ensure that the relevant markets function well. This is embodied in our three operational¬†objectives: to secure an appropriate degree of protection for consumers to protect and enhance the integrity of the UK financial system to promote effective competition in the interests of consumers These […]

S166 Skilled Person’s Report Guide For Senior Managers

If Your Firm Gets Ordered To Start A S166 Skilled Person’s Report, What Does It Mean? Can It Be Avoided?