Tag Archives: regulated

Rocket Science? Not really!

remedial compliance sales process smcr ifa kyc questions

Quite simply put, if you are in sales, there is no way you should recommend anything to your client’s unless you can prefix it with “… because you said X and Y and Z, I recommend ABC …”

UK Regulatory Compliance Consultancy Services

Compliance Consultancy Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their Regulatory Obligations, Perform Compliance Audits and Past Business Reviews, SYSC Assessments and Empower their staff with bespoke and Direct Compliance Training. Our compliance consultants are subject-matter experts and assist clients […]