Tag Archives: regulatory risks

The Myths Around Suitability Reports And How To Be A Hero

A common misconception is that the suitability report has to ‘round up’ the whole process, discussions and background information that has occurred to date. It doesn’t. It simply forms part of the process of telling the story and, from a compliance perspective, will be read in conjunction with the rest of the data and information […]

Who Must Register – Money Laundering Supervision for Estate Agents

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The New Money Laundering Regulations 2017 are due to be effected from 26th June 2017… Are You Registered? Who must register You must register with HMRC if your business carries out any activity defined as estate agency work. This includes things like: sending out property details and arranging viewings offering personal advice to potential sellers […]

Increasing Cost of Compliance And How To Reduce It

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Regulatory Compliance Costs Can Be Mitigated We Guarantee To Beat Any Like For Like Quote By At Least 5% Notice: JavaScript is required for this content.

Project Risk? Minimise Your Risks With The Experts

Why Take A Chance? We Operate With FULL Non-Disclosure Agreements Remedial Compliance Consultancy Specialist Work #compliance Notice: JavaScript is required for this content.

Compliance Consultant confidentiality assured

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We Hear Many Secrets, Confidences & Sensitive Information In Coffee And Sandwich Shops Where Junior Consultants Are Out To Impress Their Friends Or Next Employer….. We Say No! Keep Your Secrets, SECRET Use A Compliance Consultancy That Respects Client Information And Don’t Need To Impress Anyone Else. Visit our site at http://www.complianceconsultant.org, email info@complianceconsultant.org or […]

Compliance Consultant Business Partner

Visit our site at http://www.complianceconsultant.org, email info@complianceconsultant.org or call 0203 825 7939

2017 New Client Questionnaire – Compliance, Risk management & Governance

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