Tag Archives: Senior Insurance Managers Regime 2018

Making Compliance Work: New FCA SMCR Directory Consultation

change management rules mapping regulatory charting tool

Following the extension of the Senior Managers Regime 2018 (SMCR), the change from the current FCA Approved Persons Regimes (APER), the number of individuals on the existing Financial Services Register (“FCA Register”) will dramatically reduce, as only specified Senior Manager roles at regulated and authorised firms will be required to be approved by the FCA and therefore appear on the Register. All regulated firms will in future, be in charge of certifying the suitability, skills, fitness and propriety of their own people to the FCA. Read More …. https://wp.me/p7OMfd-1tZ