Deep in the heart of your business’s network directory sites are in all probability to be a selection of essential files. These papers might well conserve your service in the occasion of prosecution, regulative enforcement, work tribunal or a facility insurance policy case. Danger & & conformity papers are the proof that your firm has […]
Fresh FCA propositions on functional and also safety and security threat administration by Payment Services Providers (PSPs). Having stated that, it does introduce a brand-new and and also vital need PSPs to report to the FCA on an annual yearly, and also send out updated upgraded danger examination the operational functional as well as safety […]
Can You Really Afford Generic Ongoing Compliance Support? The issue with a lot of companies, whether they be IFAs, Stockbrokers, Payment Services or whatever market, is that the Compliance Officer is dealt with unjustly, if they are running the compliance department as a part of their task. You can hire a conformity supervisor (or group) […]
Having claimed that, it does subject a brand-new and and also essential responsibility PSPs to report to the FCA on an annual yearly, and as well as give updated upgraded threat evaluation the operational functional as well as safety dangers connecting the payment settlement solutions give. When contracting out features associated to the repayment solutions […]
Bitcoin is the first blockchain based cryptocurrency and is the popular and most valuable one. The popularity of Bitcoin has given birth to hundreds of alternate crypto-currenies designed with various specifications and functions. Some of these cryptocurrencies are clones of Bitcoins and few are forks. With so many cryptocurrencies out in the market, where new […]
The UK is among the world’s largest and most open economies, whose strength is based on extensive and productive relationships around the world. Government Ministers have the responsibility for national security and financial services, so they want the UK to continue to be a desirable country for legitimate business and a leading global financial centre. But they also recognise that the UK’s openness and standing as a global financial centre exposes it to the risk of illicit financial flows.
The UK is one of the world’s largest and most open economies, whose strength is built on extensive and productive relationships across the globe. Ministers have the responsibility for national security and financial services, so they want the UK to continue to be an attractive country for legitimate business and a leading global financial centre. But they also recognise that the UK’s openness and status as a global financial centre exposes it to the risk of illicit financial flows.
Extension of the SMCR to all financial services firms As we all know, the Treasury has directed the FCA to extend the Senior Managers & Certification Regime (SMCR) to all financial services firms in the UK. Many firms have still not started to prepare for their SMCR deadline of 9th December 2019. Jonathan Davidson, Executive […]
Conflicts Of Interest – A Practical Guide & Workshop A 1 Day Course The FCA Requirements, Ethical & Best Practice Guidelines What Makes This Course Different? We have been delivering training for over 20 years and this is one of our core competencies. We believe we are experts on this topic and having delivered training […]
The FCA is tightening up its individual conduct rules, replacing the current Approved Persons Regime with the Senior Managers and Certification Regime (SMCR). SMCR regulation is complex and so in this SMCR guide course we explain the changes to the FCA Handbook and what you need to do to comply, including build your own project plan. You also have the opportunity of purchasing our SMCR 90+ Project Plan with a 50% discount.