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Whatever Your FCA or PRA Need- Compliance Doctor Is The Answer

We are the home of the “Compliance Doctor” and have the following values, to which we adhere;

  • Fairness – we don’t judge

  • Sound recommendations (with evidence to support)

  • Long Term plans/strategy

  • Excellence in Primary & Remedial care

  • Serving you as an individual and respecting your complete confidentiality

  • Understanding your pain

  • Intervention Parsimony with an outcomes based perspective

  • Team commitment – we work together

  • Honest & Candid communications

  • Transparency & Collaboration

Our Mission is to be: Clear, Fair & Evidence Based

Recognised as being in the top 10 consulting firms UK for compliance consulting, we can assist your firm in a wide variety of areas from Senior Managers & Certification Regime (SMCR) preparation, s166 (PRA or FCA) management, through Operational Risk, Finance Risk, Strategic Risk, Reputational Risk Management as well as compliance consultancy services on many other compliance events that may occur.

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