Many people often tell us that they are not sure what we do. If you have a UK Financial Services Regulatory Compliance Risk Support enquiry…
Compliance Consultancy Compliance Consultant is one of the UK’s leading FCA compliance consultancies. We help financial services firms achieve FCA & PRA Authorisation, Manage their…
The Responsibility of Compliance Directors Is Growing And It Is Vital They Have Their Finger On The Pulse.
The Financial Conduct Authority’s skilled persons reviews (s166) cost regulated firms £110.1 million in the year to 31 March 2017 By Selin Bucak05 Jul, 2017 Revealing…
CREATION OF THE OFFICE FOR PROFESSIONAL BODY ANTI-MONEY LAUNDERING SUPERVISION (OPBAS) BACKGROUND On the 15th March 2017, the UK Government announced the creation of a…
A common misconception is that the suitability report has to ‘round up’ the whole process, discussions and background information that has occurred to date. It…
Hello fellow professional From the 26th of June 2017, the new UK Money Laundering Regulations 2017 (“MLR17”) came into force placing new legal and regulatory…
Because of our strict use of NDAs, we can’t say who, but they know!
We Hear Many Secrets, Confidences & Sensitive Information In Coffee And Sandwich Shops Where Junior Consultants Are Out To Impress Their Friends Or Next Employer…..…