The Template UK Regulatory Compliance Manual (http://goo.gl/fxAhgA) answers all questions about financial services in the UK. This reference book is critical for all firms that…
Whatever Way You Review It … It Is A Tough Nut To Crack Throughout the original journey to the FCA, the transfer of focus was…
In UK Financial Services regulatory tumult, the recent years have been a tipping point for the UK regulator the Financial Conduct Authority (FCA), because the…
Businesses making an application for regulatory authorisation can often face an uphill struggle, insomuch as it is a process which complex and sometimes tedious. In…
Are You Looking To “Build A Bank”? Setting Up A New Bank May Have It Called A “Challenger Bank” …. But It Is More Of…
CORELIEN IS COMING In the past few months I have been looking at LinkedIn Profiles and analysing the content in groups to see if there…
The FCA objectives The FCA has an overarching strategic objective to ensure that the relevant markets function well. This is embodied in our three operational objectives:…
At Compliance Consultant we get a number of enquiries every month concerning new applications for Authorisation regarding the Part IV permissions needed and the role…
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Whatever Way You Look At It …. It Is A Tough Nut To Crack Throughout the original journey to the FCA, the transfer of focus…