The financial industry is highly regulated, and compliance with regulatory requirements is essential for any financial services company. Are you struggling to navigate the complex…
“Surviving FCA Supervision: A Practical Guide for Regulated Businesses” is an all-encompassing compendium, offering invaluable insights into the realm of regulatory compliance supervision enforced by…
Still Looking For The Elusive Governance Review Template, Trying To Find A Governance Review Process, Or Need An External Review Of Governance? The FCA expect…
Heads of compliance and MLROs Make sure you understand the FCA expectations if your firm is applying to the FCA to approve individuals to these…
What do ‘Wentworth Golf and Country Club’, the ‘UK Research and Innovation (UKRI)’, ‘Serco’ and ‘Acer’ have in common? They were all ransomware victims in…
CYBERCRIME DOESN’T JUST AFFECT BIG BUSINESS. IT AFFECTS EVERY BUSINESS. EVERY DAY. For the last few years businesses are putting more and more data online…
How Long Does It Take To Review A Corporate Governance Policy? The last 30 months have been unprecedented. Each of us, on a personal and…
What’s all this about ‘Secure Transfer’? Your Business Is At Risk Of Cyber Hacking! We all know that ‘Cyber’ crime is relatively low risk and…
For a fraction of the cost of a fine or management time wasted during regulatory scrutiny, we can review, revise, recommend and embed the right…