compliance-risk



Compliance Risk -and What It Is?

Compliance risk can be defined as the risk of legal or regulatory sanctions, financial loss, or damage to reputation
and franchise value

that arises when a financial services organisation   fails to comply with the applicable laws, regulations, the standards or codes of conduct

of regulatory organisations like the … Financial Conduct
Authority (FCA), The Information Commission (ICO),

Prudential Regulatory Authority (PRA) or others, applicable to the financial services industry.

How Can It Be Mitigated?

Whether UK, EU,
MENA or
South America Talk To Us Tel 0207 097 1434 or email Melissa: macairns@
complianceconsultant.org
 Contact Us Now
 Email:
macairns@complianceconsultant.org 
 Tel 0207 097 1434
www.complianceconsultant.org 

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