Direct FCA Authorisation for firms with us as compliance consultant specialists, assisting them in their project often raise the same types of Frequently Asked Questions…
We recognise that value for money is a pre-requisite for all business expenditure. Professional fees are no exception. We have the following values, to which…
Compliance is an ambivalent function. On the one hand you are considered as the regulators’ ally inside the investment firm; overseeing the implementation of their…
It might sound trite, to compare making an application for authorisation to a magic trick, Yet if you are under any impression that less-than-perfect preparation…
Compliance Consultants, London and Nationwide Compliance is an ambivalent function. On the one hand you are seen as the regulators’ ally inside the investment firm;…
How do I come to be FCA authorised? You want to satisfy the Threshold Conditions, which are the FCA’s minimum standards for getting, and remaining,…
What are FCA Authorised Persons and FCA Approved Persons? Authorised Persons ( applying section 31 of the Financial Services & Markets Act [FSMA] defines Authorised…
buy now £42.74 [layerslider id=”2″] The recent turmoil on financial markets has made evident the importance of efficient liquidity risk management for the stability of…
buy now £17.51 [layerslider id=”2″] [layerslider id=”2″]
buy now £17.07 [layerslider id=”2″] [layerslider id=”2″]