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List of Regulatory Terms for the FCA Senior Managers & Certification Regime (SM&CR/SMCR) Term Description Ancillary Staff Employees who are not covered by the Conduct…
Following the extension of the Senior Managers Regime 2018 (SMCR), the change from the current FCA Approved Persons Regimes (APER), the number of individuals on…
So it’s Finally Here – Solo Regulated Firms From the end of 2019 will be under the SM&CR regime. The SM&CR aims to reduce harm…