So You Want To Be A Compliance Officer? Compliance Unveiled Are you aspiring to excel as a Compliance Officer in the UK’s regulated financial services…
Private Motor Insurance Market Investigation Private Motor Insurance Market Investigation. In the ever-evolving landscape of the UK insurance industry, one sector that has consistently grabbed…
10 Principles for Strong MI: Achieving Excellence in Conduct Risk Management In recent years, the ever-changing landscape of financial services, the concept of “conduct risk”…
FCA Complaint Handling Links FCA regulated firms are required to have internal complaint handling procedures in place. Here’s a summary of key points: 1. FCA…
The Economic Crime and Corporate Transparency Act, now granted Royal Assent, marks a pivotal moment in the UK’s fight against financial wrongdoing. This groundbreaking legislation…
FAILURE TO PREVENT FRAUD: THE GOVERNMENTS NEW OFFENCE IN THE ECONOMIC CRIME & CORPORATE TRANSPARENCY BILL – ARE YOU READY? Introduction As part of its…
How To Select a Proficient Compliance Consultant That Is Right For You! When clients ask us, “Why should we choose to work with you?” at…
Startups seeking FCA (Financial Conduct Authority) authorisation may face several compliance and risk challenges and issues. Here are some of the common compliance hurdles that…
Compliance Consultant: Typical costs and more detailed ranges Approximate Costs FCA Authorisation/Registration | Small Firms: From £8,500 Medium-Sized Firms: From £25,000 Banks & Insurance Companies:…
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